Fiduciary Governance
ERISA 3(21) & 3(38) Investment Advisors
Lately, I’ve been asked a lot about the difference between an ERISA 3(21) and a 3(38) investment fiduciary.
Lately, I’ve been asked a lot about the difference between an ERISA 3(21) and a 3(38) investment fiduciary.
Over the past several weeks I have been working on a broad fiduciary audit of a retirement plan to assist their committee in ...
President Trump’s second pick for Secretary of Labor was confirmed by the Senate on Thursday, April 27.
Andrew Puzder, President Trump’s pick for labor secretary, has withdrawn his name from the nomination, prior to his scheduled ...
Recall the twelve lawsuits filed by Schlichter Bogard & Denton against colleges and universities back in August? The cases ...
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Many active fundamental growth managers have struggled to outperform their peer groups for the 1-year period ending June 30th. ...
Plaintiffs’ attorneys in class action litigation against retirement plan fiduciaries are continuing to raise the bar regarding ...
I work in retirement plans every day, so when a letter from the Employee Benefits Security Agency (EBSA) of the Department of ...
In a recent IRS newsletter (Issue No. 2015-4, April 1, 2015) the IRS reiterated the requirement that qualified retirement plan ...
On May 18, 2015 the Supreme Court of the United States ruled in favor of petitioners in Tibble Et. Al. v. Edison International ...