Each year, our Regulatory Update covers regulatory, litigation, and legislative updates and changes affecting plan sponsors and their retirement plans. This year, retirement plan sponsors continue to face a changing landscape shaped by court decisions, ...
Article Key Takeaway A recent criminal case involving a third-party administrator (TPA) highlights the Employee Benefits Security ...
Not all perimeter shifts involve private equity. Many of today’s most common DC options—stable value, guaranteed income products, ...
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Article Key Takeaways Why is private equity interested in 401(k) plans? Private equity fundraising has fallen for three straight ...
Article Key Takeaway: What does the 2026 IPO wave mean for index funds and retirement plans? Index funds still involve active ...
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If CITs represent a quiet shift in structure, private markets represent a much louder test of the system. Over the past several ...
Article Key Takeaways Recordkeeper referral programs are a separate business line—focused on moving participant assets, not ...
Article Key Takeaways “Democratizing” in finance is often a warning sign, not a benefit. In financial marketing, the promise of ...
One of the most visible structural changes in modern DC plans is the move from mutual funds to collective investment trusts. To ...
In our previous post, we introduced the idea of a “regulatory perimeter,” the boundary separating highly protected retail ...
For decades, the U.S. retirement system, particularly defined contribution plans like 401(k)s, has relied on a carefully ...