“Choosing a financial professional is an important decision,” says the Securities and Exchange Commission (SEC), in its recently updated Investor Bulletin “Top Tips for Selecting a Financial Professional.”[1] ERISA and the Department of Labor echo this ...
A U.S. District Court ruled recently to certify a large class of plaintiffs in the Employee Retirement Income Security Act ...
The Internal Revenue Service (IRS) has announced the cost‑of‑living adjustments affecting pension plans and other ...
Fidelity recently won a dismissal from a lawsuit brought by participants in the Delta Family-Care Savings Plan regarding the ...
I am very fortunate to have the opportunity to work with exceptional organizations and assist them in managing one of their ...
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When you think about the headlines related to ERISA class action cases, you usually see a lot of settlements because very few ...
If you are reading this blog, you surely understand that plan fiduciaries have an obligation to monitor their investments and the ...
This quarter I had two client meetings where a new member was added to the Plan’s fiduciary committee. This isn’t an uncommon ...
This week it became known that the Department of Labor is proposing another extension to the fiduciary rule – this time as an ...
In the past, we have written several pieces to help sponsors stand up to a retirement plan committee. We have discussed members, ...
In recent requests for proposal (RFPs) that we have responded to for prospective clients, I have noticed an increase in the ...