Investment menu design is a key fiduciary responsibility that each retirement plan Committee will undertake. Committees and their advisors combine investment theory with behavioral finance to develop a set of investment options that are used by a diverse set ...
Some of you may be fatigued by the term “fiduciary rule” and rightfully so because the saga of the Department of Labor (DOL) ...
Back on May 31, I wrote a blog post relating to the 19 class action cases brought against higher education institutions. That was ...
The past month has been a busy one for the 19 class action cases making their way through federal courts across the country.
In 2004, the Department of Labor (DOL) launched the “Getting it Right – Know Your Fiduciary Responsibilities” campaign. The ...
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Over the past couple of years, defined contribution plan recordkeepers have modified their set of services to account for ...
“Choosing a financial professional is an important decision,” says the Securities and Exchange Commission (SEC), in its recently ...
A U.S. District Court ruled recently to certify a large class of plaintiffs in the Employee Retirement Income Security Act ...
Under Employee Retirement Income Security Act (ERISA), each plan sponsor must notify the IRS of a terminated employee who has a ...
The Internal Revenue Service (IRS) has announced the cost‑of‑living adjustments affecting pension plans and other ...
Fidelity recently won a dismissal from a lawsuit brought by participants in the Delta Family-Care Savings Plan regarding the ...