The 9th Circuit Court of Appeals reversed a lower court’s summary judgment decision in favor of AT&T in the case Bugielski v. AT&T. The decision is contrary to two other circuit court decisions and could significantly expand what is considered a ...
The IRS issued Notice 2023-62 on August 25 which provides an extension to the enforcement date for the new Roth catch-up ...
There has been another well-deserved victory for defendants in the multitudes of lawsuits filed against large retirement plans ...
In the retirement plan industry, conducting regular 401(k) or 403(b) audits is essential to ensuring compliance and optimizing ...
The benefits of conducting a vendor search substantially outweigh the potential short-term inconveniences. This two-part series ...
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This last blog in our series on advisor independence includes key action items for plan sponsors. To understand the context of ...
The Yale University case is one of the first excessive fee suits filed against a university 403(b) plan, and it has finally been ...
In our second blog in this series, we will dive deeper into the litigation surrounding managed accounts. When advisors and ...
Conducting a vendor search can be a detail-laden, time-intensive process that takes up to six months to complete. If the vendor ...
This blog is the first in a series of three exploring advisor independence in managed account services and the role of a ...
The clash on the use of environmental, social, and governance (ESG) factors in making investment decisions continues to wage on. ...