In our previous post, we introduced the idea of a “regulatory perimeter,” the boundary separating highly protected retail investments from less regulated institutional terrain. To understand why today’s retirement marketplace feels strained, we first need to ...
What does the Department of Labor’s new investment selection rule mean for retirement plan sponsors? In this update, Erik breaks ...
For decades, the U.S. retirement system, particularly defined contribution plans like 401(k)s, has relied on a carefully ...
Article Key Takeaways The DOL’s proposed investment selection rule applies to all retirement plan investments—not just ...
Article Key Takeaways: Professional Capture in Retirement Plan Consulting Professional capture occurs when a retirement plan ...
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Key Takeaways The DOL’s proposed rule reshapes how fiduciaries evaluate all retirement plan investments, emphasizing a ...
Article Key Takeaways This article explains why private equity ownership and fiduciary duty are structurally incompatible and ...
Caryn Sanchez walks through our quarterly market commentary for the first quarter of 2026. You can listen to it here: Her full ...
Article Key Takeaways Recordkeepers now operate as platforms, not just service providers. They control most participant ...
We are excited to share that for the fourth year in a row, six of our advisors have been included on the PLANADVISER Top ...
Article Key Takeaways The DOL has issued a proposed regulation clarifying how ERISA fiduciaries may evaluate investments in ...