Forward Thinking

Fiduciary Governance

Monitoring Recordkeepers’ Advice and Education Services: Things to Consider

If you are reading this blog, you surely understand that plan fiduciaries have an obligation to monitor their investments and the fees participants pay. Over the past decade, knowledgeable plan fiduciaries have instituted regular fee benchmarking to monitor ...

ERISA Compliance

An Overview of Retirement Plan Fees

According to the Department of Labor (DOL): “Among other duties, fiduciaries have a responsibility to ensure that the services ...

Fiduciary Governance

ERISA 3(21) & 3(38) Investment Advisors

Lately, I’ve been asked a lot about the difference between an ERISA 3(21) and a 3(38) investment fiduciary.