In the retirement plan industry, conducting regular 401(k) or 403(b) audits is essential to ensuring compliance and optimizing plan performance. For large plan sponsors under ERISA, the audit is a required aspect of managing a retirement plan. But how can you conduct a successful retirement plan audit and ensure you get the most value from the exercise?
Watch our short video with Multnomah Group consultant Breion Rollins for four essential tips to help you plan the audit, gather needed information, review plan operations for accuracy, and report your findings to all parties involved.
For more Timely Topics for Retirement Plan Sponsors with Breion Rollins videos, check out our YouTube page and subscribe for more here. If you have further questions about conducting an audit, contact our advisors using our Contact page.
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purposes only and does not intend to make an offer or solicitation for the sale or purchase of any specific securities, investments, or investment strategies. Investments involve risk and, unless otherwise stated, are
not guaranteed. Multnomah Group does not provide legal or tax advice. ny views expressed herein are those of the author(s) and not necessarily those of Multnomah Group or Multnomah Group’s clients.